2019 Financial Fraud Summit Program

Securities Fraud

Topic description is pending

Learning Objectives:

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FTC Compliance

Topic description is pending

Learning Objectives:

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SEC Fraud Trends

Topic Description is Pending

Learning Objectives:

Topic Description is Pending

Rod Goodwin
Assistant Regional Director for Operations
Securities and Exchange Commission (SEC) Atlanta Regional Office

The BBB’s Role in Financial Fraud Prevention

Topic Description is Pending

Learning Objectives:

Topic Description is Pending

Financial Fraud Emerging Trends

SA Holbert will speak on current financial crimes the Secret Service is currently tracking. The presentation will include case study, current and emerging trends.

Shawn Holbert
Special Agent
U.S. Secret Service
Birmingham Field Office

Shawn Holbert is a Special Agent of the United States Secret Service. SA Holbert began his career with the Secret Service in July 2002, assigned to the Miami Field Office Financial Crimes Task Force. He is currently assigned to the Birmingham Field Office, and is the coordinator for the Financial Crimes Task Force. SA Holbert investigate offenses relating to theft, financial institution fraud, financial identity fraud, access device fraud, computer fraud, false identifications, forged and counterfeit instruments, and embezzlement cases.

Learning Objectives:

Upon completion of this session, learners should be better prepared to:

• Identify current financial crime trends;
• Identify emerging crime trends;
• Understand the commonalities between different financial crimes;
• Assess the risks facing your institution;
• Understand the challenges law enforcement encounter while combating financial crimes.

The Certified Fraud Examiner’s Perspective

Topic Description is Pending

Learning Objectives:

Topic Description is Pending

Alton Sizemore
President
Alton Sizemore & Associates

Business Email Compromise – The $26 Billion Scam

UC Gregory will speak on the current threat of the Business Email Compromise (BEC) schemes and how the FBI is being proactive in assisting in the recovery and freezing of funds
The presentation will include brief background of the Internet Crime Complaint Center (IC3), current fraud trends, and latest on BEC.

Donna Gregory
Unit Chief, Internet Crime Complaint Center (IC3)
Cyber Operations V Section, FBI Cyber Division

Donna Gregory is the Unit Chief at the Internet Crime Complaint Center (IC3) under the FBI Cyber Division, Cyber Operations V Section and leads a Unit of approximately 35 Cyber and Criminal Division staff.

UC Gregory has served with the FBI for 25 years, entering on duty July 1994. Her primary focus is working with both the private and public sector to develop effective alliances, define growing trends, and ensure IC3 filed information is processed for investigative and intelligence purposes for law enforcement and public awareness. She has been with the IC3 since its development in 2000.

Learning Objectives:

• Upon completion of this session, learners should be better prepared to:
• Identify Business Email Compromise schemes, and be aware of how to report them if they do fall prey.

Current Cyber Threats and the Tools to Combat Them

Topic Description is Pending

Learning Objectives:

Topic Description is Pending